How to find the local maxima and minima

How many local maxima and local minima can you find in the cover image? Is there a systematic way to find all maxima and minima of a function?

In this HowDo we show how to find the extrema of a function. We shall get information from the derivative $f'(x)$ is to find the local maxima and minima.

We shall assume the function $f(x)$ is generally differentiable but may possess a number of singular points. Various examples come near the end of this HowDo.

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#optimization #derivatives #maximum #calculus #maxima
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Essential Fact

Let $f(x)$ be continuous on $(a,b)$ and differentiable except at a point $c\in(a,b)$.

(note that $f$ may well be differentiable at $x=c$, it's just that we don't take this into our assumption)

If $f'(x)$ changes from positive to negative at $c$, then $c$ is a local maximum.

If $f'(x)$ changes from negative to positive at $c$, then $c$ is a local minimum.

If $f'(x)$ is of the same sign on both sides of $c$, then $c$ is not an extremum.

This essential fact underlies the method described in this HowDo and other tests using higher derivatives.

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What is known

We want to find the extrema of a given function, which we assume to have a finite number of isolated critical and singular points. This is often this case of a function encountered during exam.

A function $f(x)$
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What we need to find
the derivative $f'(x)$
critical points (CP) points where $f'(x) = 0$
singular points (SP) points where $f'(x)$ does not exist
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Step 1

Find the derivative $f'(x)$

If the function is defined piecewise, then we may need to find the left and right derivative at certain points.

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Step 2

Find the critical points (CP)

To find the critical points, we set $f'(x) = 0$ and find the solutions.

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Step 3

Find the singular points (SP)

To find the singular points, we find all the points where $f'(x)$ does not exist.

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Step 4

Divide the domain into intervals

Mark all the CPs and SPs on the real axis and divide the domain of definition into intervals.

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Step 5

Consider the sign of $f'(x)$ on each of the interval

There's a theorem (Darboux's theorem) in Calculus that tells us the sign does not change in each of the intervals obtained in Step 4.

So, as a shortcut, you could find the sign of $f'$ at one point for each interval, or you can also calculate the values of the function at the endpoints, which are needed for the maximal or minimal values anyways.

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Step 6

Classify each CP and SP

We classify each CP and SP according to the sign of $f'(x)$ on the left and on the right. The following classification is justified by the fact we mentioned at the beginning.

Left: +, Right: - local maximum
Left: -, Right: + local minimum
Left: +, Right: + not an extremum (locally increasing)
Left: -, Right: - not an extremum (locally decreasing)
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Example 1: CP, L+R-

Consider the function $f(x) = - x^2$. We know $f'(x) = -2x$.

So the function has one critical point and no singular point.

We know $f'>0$ when $x<0$, and $f'<0$ when $x>0$, so this is a case of "Left: +, Right: -", and the point is a local maximum.

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Example 2: SP, L-R+

This is the function $f(x) = |x|^{1/2}$. The function is not differentiable at $x=0$, which means that $x=0$ is a singular point. This is a local minimum.

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Example 3: CP, L+R+

The function is $f(x) = x^3$. The derivative $f'(x) = x^2$ is positive on the left and on the right of $x=0$, which is a critical point.

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Example 4: SP, LP, multiple cases

Here we consider a more complex case. We want to find all the local extrema of the function

$$f(x) = 3(x+1)^{\frac{2}{3}}-|x|. $$

This provides an instructive example involving many cases discussed before, and we will cover this in the next four cards!

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Example 4: SP, LP, multiple cases (1/4)

First of all, we need to find all the CPs, which requires us to differentiate the functions.

We find

$$g'(x)=2(x+1)^{-1/3},$$

$$h'(x)= \begin{cases}-1, & \text { if } x<0 \\ +1, & \text { if } x > 0\end{cases}$$

Therefore, by solving $f'(x) = g'(x)-h'(x) = 0$, we get $x=-9$ and $x=7$. So the critical points are $x = -9$ and $x = 7$.

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Example 4: SP, LP, multiple cases (2/4)

Next step is to find the SPs.

We should notice that the function is a difference of $g(x) = 3|x+1|^{\frac{2}{3}}$ and $h(x) = |x|$. The first function has an SP at $x=-1$ and at no other point; the latter has an SP at $x=0$ and at no other point. So the difference has two SPs, at $x=-1$ and $x=0$.

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Example 4: SP, LP, multiple cases (3/4)

To summarize, the CPs are $x=-9,\ x=7$, and the SPs are $x=-1,\ x=0$.

The intervals are $(-\infty, -9)$, $(-9,-1)$, $(-1,0)$, and $(0,\infty)$.

We could solve the inequality $f'(x) > 0$ to get the intervals where this is the case, which gives us this diagram above. Alternatively, we could use the tricks mentioned in Step 5.

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Example 4: SP, LP, multiple cases (4/4)

At last, we may make the following classification:

$x=-9$, $f(x) = 3$ L+R-, CP, local maximum
$x=-1$, $f(x) = -1$ L-R+, SP, local minimum
$x=0$, $f(x) = 3$ L+R+, SP, not an extremum
$x=7$, $f(x) = 5$ L+R-, CP, local maximum
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Example 4: A look at the graph

Here's what the function really looks like!

Note that $x=0$ is a singular point, but not a local extremum.

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Warning: GLOBAL

If the question is to determine the global extrema, you should also consider the boundary of the domain. The procedure is to determine all local maximal value and local minimal value, and compare them against each other and the values at the boundary.

So be careful when the question asks you to find global maxima and minima!

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